AML and KYC Services
AML consultancy and file audits, tailored training, and the policies and risk assessments your supervisor asks for first. All delivered by us directly, on fixed fees agreed before work starts.
Three Ways We can help
AML consultancy and file audits
An independent review of your AML framework and client files, benchmarked against what your supervisor expects to see. You get a schedule of findings rated by severity, the themes behind them, and a prioritised remediation plan, not a sixty-page report nobody reads. We have completed multiple AML file audits for law firms and reviewed more than 500 client files.
AML and KYC training
Off-the-shelf modules teach the regulations in the abstract. Staff complete them, tick the box, and still miss the warning sign on a live matter. I build sessions around your file types, your client base and the scenarios your people actually meet, delivered to groups of around ten so they can raise the matters they are unsure about. You get full attendance and content records for your training file.
Policies, procedures and risk assessments
A downloaded policy with your name inserted is worse than useless. Supervisors recognise generic documents immediately, and staff cannot follow procedures written for a different kind of business. I draft firm-wide risk assessments, AML policies, CDD and EDD procedures, screening and monitoring processes, and the registers and templates that sit underneath them. You own the documents outright and I note when each should be reviewed. We have drafted and tailored over 25 to date.
Not sure which you need?
Tell us what your supervisor is asking for and what you already have in place. Initial conversations are free and carry no obligation.